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Elizabeth M
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#	Item
961	filed via e-mail to [removed] Ms. Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]Re: File No. S7-08-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-13 10:53:40 Financial markets Stock market Financial services United States securities law Net capital rule Financial Industry Regulatory Authority Broker-dealer U.S. Securities and Exchange Commission Investment banking Financial economics Finance Business
962	18 February[removed]Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-25 13:00:29 Financial services Investment Management Association Collective investment scheme Investment management Investment banking UBS Financial economics Investment Finance
963	pwc January 20, 2012 Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-24 14:47:08 Finance Regulation S-X Auditor independence Public Company Accounting Oversight Board Audit committee Audit Materiality Generally Accepted Auditing Standards Financial statement Auditing Accountancy Business
964	BETTER M~RKETS TRANSPARENCY · ACCOUNTABILITY • OVERSIGHT July 22, 2013 Ms. Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-24 15:53:52 Financial regulation Corporate crime U.S. Securities and Exchange Commission Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Short Financial markets Financial economics Business
965	February 4, 2011 VIA E-MAIL: [removed] Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]Attn: Elizabeth M. Murphy, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-07 16:05:21 Fixed income securities United States housing bubble Structured finance Systemic risk Securitization Tranche Derivative Security Credit rating agency Financial economics Finance Investment
966	July 11, 2011 VIA ELECTRONIC MAIL Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-12 09:16:00 Finance Investment Business Registered Investment Advisor Financial regulation Investment Adviser Association Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics 76th United States Congress Investment Advisers Act
967	January 9, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street NE, Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-10 09:40:42 Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Systemic risk Financial regulation Executive pay Business Internet privacy U.S. Securities and Exchange Commission Form 10-K Employment compensation SEC filings 111th United States Congress
968	August 21, 2013 Elizabeth M. Murphy Secretary of the Commission Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-26 11:14:36 Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Derivative Swap Commodity Futures Modernization Act Financial economics Finance Financial system
969	January 27, 2010 Via e-mail: [removed] Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-28 11:00:24 Finance Investment United States securities law SEC filings United States Securities and Exchange Commission Securities Act Prospectus Underwriting U.S. Securities and Exchange Commission Financial economics Securities Stock market
970	BETTER M~RKETS TRANSPARENCY · ACCOUNTABILITY • OVERSIGHT July 22, 2013 Ms. Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-23 15:26:57 Financial regulation Corporate crime U.S. Securities and Exchange Commission Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Short Financial markets Financial economics Business

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